SEC Form 4 · accession 0001413162-16-000006
FLUSHING FINANCIAL CORP · FFIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth Filiberto
Officer — Executive Vice President
Period of report
Aug 9, 2016
Accepted (ET)
Aug 11, 2016 · 11:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 9, 2016 | M | 3,000 | $19.37 | A | 32,591 | D | |
| Commmon StockF2 | Aug 9, 2016 | F | 2,738 | $22.50 | D | 29,653 | D | |
| Commmon Stock | holding | — | — | — | 1,000 | I | Spouse | |
| Common StockF3 | holding | — | — | — | 6,895 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Exercise (Right to Buy)F1 | $19.37 | Aug 9, 2016 | M | 3,000 | D | — | Jun 16, 2018 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Stock option exercise from June 17, 2008 grant.
- F2Shares withheld to satisfy option price and taxes.
- F3Shares held in FB 401k a/o 8/10/16.