SEC Form 4 · accession 0001389477-16-000007
FLUSHING FINANCIAL CORP · FFIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Hartmann
Officer — Executive Vice President
Period of report
Feb 25, 2016
Accepted (ET)
Feb 25, 2016 · 3:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | M | 1,100 | $16.44 | A | 25,866 | D | |
| Common StockF2 | Feb 25, 2016 | F | 961 | $20.60 | D | 24,905 | D | |
| Common StockF3 | Feb 25, 2016 | S$0 | 1,644 | — | D | 23,261 | D | |
| Common StockF4 | holding | — | — | — | 24,264 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.44 | Feb 25, 2016 | M | 1,100 | D | Feb 25, 2016 | Jun 20, 2016 | Common Stock | 1,100 | 0 | D |
Explanation of responses
- F1Stock option exercise from 6/20/2006 grant.
- F2Shares withheld to satsify taxes and option spread.
- F3All shares sold at $20.88.
- F4Shares held in Flushing Bank 401K