SEC Form 4 · accession 0001364618-19-000002
FLUSHING FINANCIAL CORP · FFIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theresa Kelly
Officer — Executive Vice President
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2019 | F | 295 | $22.30 | D | 36,617 | D | |
| Common StockF1 | Jan 31, 2019 | F | 347 | $22.38 | D | 36,270 | D | |
| Common StockF2 | Jan 31, 2019 | A | 2,820 | — | A | 39,090 | D | |
| Common StockF3 | holding | — | — | — | 14,787 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock UnitsF4 | $0.00 | Jan 31, 2019 | A | 1,880 | A | — | — | Common Stock | 1,880 | 1,880 | D |
Explanation of responses
- F1Shares withheld to satisfy tax liability upon vesting.
- F2Grant of restricted stock units payable in common stock upon vesting.
- F3Shares held in Flushing Bank 401k Savings Plan as of 1/28/2019.
- F4Grant of Performance Restricted Stock Units payable in common stock upon vesting at the end of the 3-year performance period.