SEC Form 4 · accession 0001364618-16-000007
FLUSHING FINANCIAL CORP · FFIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theresa Kelly
Officer — Executive Vice President
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2016 | M | 3,000 | $16.65 | A | 35,930 | D | |
| Common StockF2 | Dec 15, 2016 | F | 2,407 | $28.23 | D | 33,523 | D | |
| Common StockF3 | holding | — | — | — | 16,852 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Exercise (Right to Buy)F1 | $16.65 | Dec 15, 2016 | M | 3,000 | D | — | Jun 16, 2018 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Stock option exercise from 2008 grant.
- F2Shares withheld to satisfy option price and taxes.
- F3Shares held in FB 401k a/o 12/16/16.