SEC Form 4 · accession 0001237680-19-000002
FLUSHING FINANCIAL CORP · FFIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis W Korzekwinski
Officer — Sr. Executive Vice President
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2019 | F | 636 | $22.30 | D | 69,002 | D | |
| Common StockF1 | Jan 31, 2019 | F | 636 | $22.38 | D | 68,366 | D | |
| Common StockF2 | Jan 31, 2019 | A | 5,800 | — | A | 74,166 | D | |
| Common StockF3 | holding | — | — | — | 65,950 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock UnitsF4 | $0.00 | Jan 31, 2019 | A | 5,800 | A | — | — | Common Stock | 5,800 | 5,800 | D |
Explanation of responses
- F1Shares withheld to satisfy tax liability upon vesting.
- F2Grant of restricted stock units payable in common stock upon vesting.
- F3Shares held in Flushing Bank 401k Savings Plan as of 1/28/2019.
- F4Grant of Performance Restricted Units payable in common stock upon vesting at the end of the 3-year performance period.