SEC Form 4 · accession 0001237680-16-000011
FLUSHING FINANCIAL CORP · FFIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis W Korzekwinski
Officer — Sr. Executive Vice President
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2016 | M | 10,500 | $19.37 | A | 78,271 | D | |
| Common StockF2 | Nov 11, 2016 | F | 9,008 | $25.01 | D | 69,263 | D | |
| Common StockF3 | holding | — | — | — | 62,761 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Exercise (Right to Buy)F1 | $19.37 | Nov 11, 2016 | M | 10,500 | D | — | Jun 16, 2018 | Common Stock | 10,500 | 0 | D |
Explanation of responses
- F1Stock option exercise from 6/17/2008 grant.
- F2Shares withheld to cover option price and tax liability.
- F3Shares held in FB 401k a/o 11/14/16.