SEC Form 4 · accession 0001237680-16-000008
FLUSHING FINANCIAL CORP · FFIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis W Korzekwinski
Officer — Sr. Executive Vice President
Period of report
May 4, 2016
Accepted (ET)
May 5, 2016 · 11:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2016 | M | 2,620 | $8.44 | A | 77,058 | D | |
| Common StockF2 | May 4, 2016 | F | 1,673 | $19.80 | D | 75,385 | D | |
| Common StockF3 | holding | — | — | — | 61,669 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $8.44 | May 4, 2016 | M | 2,620 | D | May 4, 2016 | Jan 30, 2019 | Common Stock | 2,620 | 0 | D |
Explanation of responses
- F1Stock options exercise from the 1/30/2009 grant.
- F2Shares withheld to satisfy taxes and option spread.
- F3Shares held in Flushing Bank 401K