SEC Form 4 · accession 0001237680-15-000003
FLUSHING FINANCIAL CORP · FFIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis W Korzekwinski
Officer — Sr. Executive Vice President
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2015 | M | 10,000 | $16.65 | A | 79,060 | D | |
| Common StockF2 | Jul 31, 2015 | M | 5,000 | $16.44 | A | 84,060 | D | |
| Common Stock | Jul 31, 2015 | F | 13,182 | $20.53 | D | 70,878 | D | |
| Common StockF3 | holding | — | — | — | 58,918 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $16.65 | Jul 31, 2015 | M | 10,000 | D | — | Jun 19, 2017 | Common Stock | 10,000 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $16.44 | Jul 31, 2015 | M | 5,000 | D | — | Jun 20, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Stock option exercise from 6/19/07 grant.
- F2Stock option exercise from the 6/20/06 grant.
- F3Shares held in FB 401k savings plan a/o 8/3/15.