SEC Form 4 · accession 0001237678-16-000009
FLUSHING FINANCIAL CORP · FFIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Buran
Officer — President & CEO · Director
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 11:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2016 | G | 5,400 | — | D | 135,023 | D | |
| Common StockF2 | Mar 9, 2016 | M | 16,000 | $19.37 | A | 151,023 | D | |
| Common StockF3 | Mar 9, 2016 | F | 15,259 | $21.42 | D | 135,764 | D | |
| Common StockF4 | holding | — | — | — | 56,205 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $19.37 | Mar 9, 2016 | M | 16,000 | A | Mar 9, 2016 | Jun 18, 2018 | Common Stock | 16,000 | 0 | D |
Explanation of responses
- F1Gift of shares.
- F2Stock option exercise from June 2008 grant.
- F3Shares withheld to satisfy taxes and option price.
- F4Shares held in Flushing Bank's 401K.