SEC Form 4 · accession 0001237678-15-000003
FLUSHING FINANCIAL CORP · FFIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Buran
Officer — President & CEO · Director
Period of report
Aug 31, 2015
Accepted (ET)
Sep 2, 2015 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2015 | M | 20,400 | $8.44 | A | 146,040 | D | |
| Common Stock | Aug 31, 2015 | F | 14,734 | $19.79 | D | 131,306 | D | |
| Common StockF2 | holding | — | — | — | 53,439 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $8.44 | Aug 31, 2015 | M | 20,400 | D | — | Jan 30, 2019 | Common Stock | 20,400 | 0 | D |
Explanation of responses
- F1Stock option exercise from 1/30/09 grant.
- F2Shares held in FB 401k savings plan a/o 9/1/15.