SEC Form 4 · accession 0001209191-18-022453
GREENBRIER COMPANIES INC · GBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Raymond Baker
Officer — SVP, GC, & Compliance Officer
Period of report
Mar 30, 2018
Accepted (ET)
Apr 2, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock - GBX | Mar 30, 2018 | M | 3,167 | $0.00 | A | 15,799 | D | |
| Common stock - GBXF1 | Mar 30, 2018 | F | 1,057 | $50.25 | D | 14,742 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 30, 2018 | M | 3,167 | D | — | — | Common Stock | 3,167 | 26,611 | D |
Explanation of responses
- F1Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
- F2Each restricted stock unit represents a contingent right to receive one share of GBX common stock.
- F3Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 3,167 restricted stock units vested on March 30, 2018.