SEC Form 4 · accession 0001209191-18-021879
GREENBRIER COMPANIES INC · GBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lorie Tekorius
Officer — EVP & CFO
Period of report
Mar 27, 2018
Accepted (ET)
Mar 28, 2018 · 1:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock - GBXF1 | Mar 27, 2018 | M | 2,819 | $0.00 | A | 29,617 | D | |
| Common stock - GBXF2 | Mar 27, 2018 | F | 935 | $51.45 | D | 28,682 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Mar 27, 2018 | M | 2,819 | D | — | — | Common Stock | 2,819 | 35,509 | D |
Explanation of responses
- F1Amount of securities beneficially owned following reported transaction(s) includes 224.629 shares acquired through participation in the Greenbrier Companies Employee Stock Purchase Plan. These shares were acquired on various dates and reflect acquisitions through March 2018.
- F2Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
- F3Each restricted stock unit represents a contingent right to receive one share of GBX common stock.
- F4Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 2,819 restricted stock units vested on March 27, 2018.