SEC Form 4 · accession 0001209191-17-034773
GREENBRIER COMPANIES INC · GBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter T. Hannan
Officer — SVP & CHRO
Period of report
May 22, 2017
Accepted (ET)
May 23, 2017 · 8:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock - GBXF1 | May 22, 2017 | M | 1,112 | $0.00 | A | 21,553 | D | |
| Common stock - GBXF2 | May 22, 2017 | F | 404 | $44.45 | D | 21,149 | D | |
| Common stock - GBX | May 22, 2017 | M | 371 | $0.00 | D | 3,552 | I | By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | May 22, 2017 | M | 1,483 | D | — | — | Common Stock | 1,483 | 23,189 | D |
Explanation of responses
- F1Amount of securities beneficially owned following reported transaction(s) includes 11.017 shares acquired through participation in the Greenbrier Companies Employee Stock Purchase Plan. These shares were acquired on various dates and reflect acquisitions through May 2017.
- F2Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
- F3Each restricted stock unit represents a contingent right to receive one share of GBX common stock.
- F4Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,483 restricted stock units vested on May 22, 2017.