SEC Form 4 · accession 0001209191-17-030559
GREENBRIER COMPANIES INC · GBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter T. Hannan
Officer — SVP & CHRO
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock - GBXF1 | May 5, 2017 | M | 919 | $0.00 | A | 18,556 | D | |
| Common stock - GBXF2 | May 5, 2017 | F | 333 | $43.15 | D | 18,223 | D | |
| Common stock - GBX | holding | — | — | — | 3,181 | I | By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | May 5, 2017 | M | 919 | D | — | — | Common Stock | 919 | 24,672 | D |
Explanation of responses
- F1Amount of securities beneficially owned following reported transaction(s) includes 121.277 shares acquired through the Reporting Person's broker's dividend reinvestment program. These shares were acquired on various dates and reflect acquisitions from August 2014 through December 2015. The Forms 4 filed by the Reporting Person during the period from August 2014 through December 2015 should have reflected such acquisitions and each Form 4 filed by the Reporting Person between January 1, 2016 and May 5, 2017 should have indicated that the Reporting Person beneficially owned 121.277 more shares than were reported.
- F2Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
- F3Each restricted stock unit represents a contingent right to receive one share of GBX common stock.
- F4Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 919 restricted stock units vested on May 5, 2017.