SEC Form 4 · accession 0001209191-16-149002
GREENBRIER COMPANIES INC · GBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Rittenbaum
Officer — EVP, Commercial & Leasing
Period of report
Nov 8, 2016
Accepted (ET)
Nov 9, 2016 · 1:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock - GBXF2 | Nov 8, 2016 | S | 7,869 | $30.8137 | D | 89,107 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares was executed pursuant to a sales plan adopted August 1, 2016 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.65 to $31.05, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.