SEC Form 4 · accession 0001209191-16-124508
GREENBRIER COMPANIES INC · GBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Rittenbaum
Officer — EVP,Commercial,Leasing,Finance
Period of report
May 28, 2016
Accepted (ET)
May 31, 2016 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock - GBX | May 28, 2016 | M | 3,354 | $0.00 | A | 103,711 | D | |
| Common stock - GBXF1 | May 28, 2016 | F | 1,219 | $28.49 | D | 102,492 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 28, 2016 | M | 3,354 | D | — | — | Common Stock | 3,354 | 54,074 | D |
Explanation of responses
- F1Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 28, 2013, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
- F2Each restricted stock unit represents a contingent right to receive one share of GBX common stock.
- F3Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 28, 2013, 3,354 restricted stock units vested on May 28, 2016.