SEC Form 4 · accession 0001209191-16-118392
GREENBRIER COMPANIES INC · GBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter T. Hannan
Officer — SVP & CHRO
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 12:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock - GBXF1 | May 5, 2016 | M | 919 | $0.00 | A | 13,897 | D | |
| Common stock - GBXF2 | May 5, 2016 | F | 356 | $27.09 | D | 13,541 | D | |
| Common stock - GBX | holding | — | — | — | 2,310 | I | By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | May 5, 2016 | M | 919 | D | — | — | Common Stock | 919 | 26,135 | D |
Explanation of responses
- F1Amount of securities beneficially owned following reported transaction(s) includes 242.790 shares acquired through participation in the Greenbrier Companies Employee Stock Purchase Plan. These shares were acquired at various dates and reflect acquisitions through April 2016.
- F2Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
- F3Each restricted stock unit represents a contingent right to receive one share of GBX common stock.
- F4Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 920 restricted stock units vested on May 5, 2016.