SEC Form 4 · accession 0001209191-15-039154
GREENBRIER COMPANIES INC · GBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lorie Leeson
Officer — SVP & Treasurer
Period of report
May 5, 2015
Accepted (ET)
May 5, 2015 · 9:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock - GBXF1 | May 5, 2015 | M | 799 | $0.00 | A | 12,938 | D | |
| Common stock - GBXF2 | May 5, 2015 | F | 288 | $63.42 | D | 12,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | May 5, 2015 | M | 799 | D | — | — | Common Stock | 799 | 10,623 | D |
Explanation of responses
- F1Amount of securities beneficially owned following reported transaction(s) includes 21.929956 shares acquired through participation in the Greenbrier Companies Employee Stock Purchase Plan. These shares were acquired in April 2015.
- F2Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
- F3Each restricted stock unit represents a contingent right to receive one share of GBX common stock.
- F4Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 799 restricted stock units vested on May 5, 2015.