SEC Form 4 · accession 0001140361-15-037031
HOME PROPERTIES INC · HME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan L Gosule
Director
Period of report
Oct 7, 2015
Accepted (ET)
Oct 7, 2015 · 1:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923118
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01F1,F2 | Oct 7, 2015 | D | 39,705 | $75.23 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4,F3 | $51.06 | Oct 7, 2015 | D | 4,000 | D | — | May 4, 2016 | common stock | 4,000 | 0 | D |
| Stock OptionsF5,F3 | $55.50 | Oct 7, 2015 | D | 3,747 | D | — | May 1, 2017 | common stock | 3,747 | 0 | D |
| Stock OptionsF6,F3 | $52.56 | Oct 7, 2015 | D | 3,957 | D | — | May 1, 2018 | common stock | 3,957 | 0 | D |
| Stock OptionsF7,F3 | $33.90 | Oct 7, 2015 | D | 6,000 | D | — | May 11, 2019 | common stock | 6,000 | 0 | D |
| Stock OptionsF8,F3 | $49.35 | Oct 7, 2015 | D | 4,849 | D | — | May 11, 2020 | common stock | 4,849 | 0 | D |
Explanation of responses
- F1Includes common shares, restricted shares and DRIP shares.
- F2Disposed of pursuant to the merger of Home Properties, Inc. with and into an affiliate of Lone Star Estate Fund IV (U.S.), L.P. in exchange for the right to receive $75.23 in cash per share.
- F3Options were fully vested.
- F4Disposed of pursuant to the merger of Home Properties, Inc. with and into an affiliate of Lone Star Real Estate Fund IV (U.S.), L.P. in exchange for the right to receive $24.17 per share underlying the stock options, representing the spread between the exercise price and the merger price of $75.23.
- F5Disposed of pursuant to the merger of Home Properties, Inc. with and into an affiliate of Lone Star Real Estate Fund IV (U.S.), L.P. in exchange for the right to receive $19.73 per share underlying the stock options, representing the spread between the exercise price and the merger price of $75.23.
- F6Disposed of pursuant to the merger of Home Properties, Inc. with and into an affiliate of Lone Star Real Estate Fund IV (U.S.), L.P. in exchange for the right to receive $22.67 per share underlying the stock options, representing the spread between the exercise price and the merger price of $75.23.
- F7Disposed of pursuant to the merger of Home Properties, Inc. with and into an affiliate of Lone Star Real Estate Fund IV (U.S.), L.P. in exchange for the right to receive $41.33 per share underlying the stock options, representing the spread between the exercise price and the merger price of $75.23.
- F8Disposed of pursuant to the merger of Home Properties, Inc. with and into an affiliate of Lone Star Real Estate Fund IV (U.S.), L.P. in exchange for the right to receive $25.88 per share underlying the stock options, representing the spread between the exercise price and the merger price of $75.23.