SEC Form 4 · accession 0001140361-15-037030
HOME PROPERTIES INC · HME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard F Helbig III
Director
Period of report
Oct 7, 2015
Accepted (ET)
Oct 7, 2015 · 12:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923118
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01F1,F2 | Oct 7, 2015 | D | 54,520 | $75.23 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF3,F5,F6,F4 | — | Oct 7, 2015 | D | 25,515 | A | — | — | common stock | 25,515 | 0 | D |
| Stock OptionsF7,F8 | $49.35 | Oct 7, 2015 | D | 969 | D | — | May 11, 2020 | common stock | 969 | 0 | D |
Explanation of responses
- F1Includes common shares, restricted shares and DRIP shares.
- F2Disposed of pursuant to the merger of Home Properties, Inc. with and into an affiliate of Lone Star Estate Fund IV (U.S.), L.P. in exchange for the right to receive $75.23 in cash per share.
- F3Deferred compensation held under the Issuer's deferred compensation plan ("DSUs").
- F4Each DSU was the economic equivalent of one Issuer common share, and were initially payable pursuant to the Reporting Person's deferred compensation elections.
- F5Includes DSUs acquired pursuant to dividend investment.
- F6Disposed of pursuant to the merger of Home Properties, Inc. with and into an affiliate of Lone Star Real Estate Fund IV (U.S.), L.P. in exchange for the right to receive cash per DSU equal to the closing price for shares of Home Properties, Inc. common stock as listed on the New York Stock Exchange on the date before the merger occurs, as specified in the Home Properties, Inc. Director Deferred Compensation Plan.
- F7Disposed of pursuant to the merger of Home Properties, Inc. with and into an affiliate of Lone Star Estate Fund IV (U.S.), L.P. in exchange for the right to receive $25.88 per share underlying the stock options, representing the spread between the exercise price and the merger price of $75.23.
- F8Options were fully vested.