SEC Form 4 · accession 0001229384-18-000038
APARTMENT INVESTMENT & MANAGEMENT CO · AIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa R Cohn
Officer — Executive Vice President
Period of report
Feb 12, 2018
Accepted (ET)
Feb 13, 2018 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 12, 2018 | S | 6,309 | $38.8212 | D | 82,139 | D | |
| Class A Common StockF2 | Feb 12, 2018 | S | 3,385 | $39.3202 | D | 78,754 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is a weighted average price. The prices for which the shares were actually sold ranged from $38.25 to $39.24. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F2This is a weighted average price. The prices for which the shares were actually sold ranged from $39.25 to $39.44. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
Remarks
The sales reported on this Form 4 were made pursuant to the reporting person's 10b5-1 trading plan established November 21, 2016, to satisfy tax obligations associated with the vesting of shares of restricted stock.