SEC Form 4 · accession 0001229384-18-000028
APARTMENT INVESTMENT & MANAGEMENT CO · AIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa R Cohn
Officer — Executive Vice President
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 30, 2018 | A | 29,024 | — | A | 80,068 | D | |
| Class A Common StockF2,F3 | Jan 30, 2018 | A | 8,380 | — | A | 88,448 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2015 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 12, 2018, and 50% on February 12, 2019.
- F2The shares vest 25% on each anniversary of the grant date of January 30, 2018, beginning with the first anniversary.
- F3Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable.