SEC Form 4 · accession 0001229384-17-000042
APARTMENT INVESTMENT & MANAGEMENT CO · AIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patti K Fielding
Officer — Executive Vice President
Period of report
Nov 30, 2016
Accepted (ET)
Apr 12, 2017 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 30, 2016 | A | 70 | $41.49 | A | 25,082 | D | |
| Class A Common Stock | Feb 28, 2017 | A | 109 | $46.48 | A | 25,191 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The shares were acquired through dividend reinvestment by the Reporting Person's brokerage firm. The Reporting Person was not aware of the reinvestment and, as a result, neglected to report the acquisitions on a timely basis.