SEC Form 4 · accession 0001229384-17-000028
APARTMENT INVESTMENT & MANAGEMENT CO · AIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patti K Fielding
Officer — Executive Vice President
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jan 31, 2017 | A | 3,203 | — | A | 24,126 | D | |
| Class A Common StockF3 | Jan 31, 2017 | A | 886 | — | A | 25,012 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares vest 25% on each anniversary of the grant date of January 31, 2017, beginning with the first anniversary.
- F2Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable.
- F3Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, with the shares received for no consideration upon satisfaction of performance criteria. Price column not applicable.