SEC Form 4 · accession 0001229384-16-000130
APARTMENT INVESTMENT & MANAGEMENT CO · AIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa R Cohn
Officer — Executive Vice President
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 10, 2016 | M | 8,102 | $28.33 | A | 73,602 | D | |
| Class A Common StockF1 | Aug 10, 2016 | S | 8,102 | $45.5734 | D | 65,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F2 | $28.33 | Aug 10, 2016 | M | 8,102 | D | — | Jan 29, 2018 | Class A Common Stock | 8,102 | 0 | D |
Explanation of responses
- F1This is a weighted average price. The prices for which the shares were actually sold ranged from $45.45 to $45.69. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F2The option vested 25% on each anniversary of the grant date of January 29, 2008.
- F3Option Award approved by Compensation and Human Resources Committee; price column not applicable.