SEC Form 4 · accession 0001229384-16-000128
APARTMENT INVESTMENT & MANAGEMENT CO · AIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miles Cortez
Officer — Executive Vice President
Period of report
Aug 5, 2016
Accepted (ET)
Aug 8, 2016 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 5, 2016 | M | 7,000 | $28.33 | A | 116,505 | D | |
| Class A Common Stock | Aug 5, 2016 | S | 7,000 | $45.25 | D | 109,505 | D | |
| Class A Common stock | holding | — | — | — | 83 | I | Held in an IRA belonging to the reporting person's wife | |
| Class A Common Stock | holding | — | — | — | 58,984 | I | Held by reporting person's wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $28.33 | Aug 5, 2016 | M | 7,000 | D | — | Jan 29, 2018 | Class A Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1The option vested 25% on each anniversary of the grant date of January 29, 2008.
- F2Option Award approved by Compensation and Human Resources Committee; price column not applicable.