SEC Form 4 · accession 0001229384-16-000120
APARTMENT INVESTMENT & MANAGEMENT CO · AIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A. Miller
Director
Period of report
May 27, 2016
Accepted (ET)
May 27, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 27, 2016 | M | 4,429 | $37.30 | A | 76,132 | D | |
| Class A Common Stock | May 27, 2016 | S | 4,429 | $42.95 | D | 71,703 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $37.30 | May 27, 2016 | M | 4,429 | D | May 1, 2008 | May 1, 2017 | Class A Common Stock | 4,429 | 0 | D |
Explanation of responses
- F1Option Award for Director Compensation; price column not applicable.