SEC Form 4 · accession 0001229384-16-000092
APARTMENT INVESTMENT & MANAGEMENT CO · AIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patti K Fielding
Officer — Executive Vice President
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jan 26, 2016 | A | 3,767 | — | A | 28,707 | D | |
| Class A Common StockF3,F2,F4 | Jan 26, 2016 | A | 2,216 | — | A | 30,923 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares vest 25% on each anniversary of the grant date of January 26, 2016, beginning with the first anniversary.
- F2Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable.
- F3The shares vest 20% on each of the first and second anniversaries of the grant date of January 26, 2016, and 60% on the third anniversary of the grant date.
- F4In addition, the reporting person holds 4,769 Class I High Performance Units in AIMCO Properties, L.P.