SEC Form 4 · accession 0001229384-16-000088
APARTMENT INVESTMENT & MANAGEMENT CO · AIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa R Cohn
Officer — Executive Vice President
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jan 26, 2016 | A | 6,648 | — | A | 88,143 | D | |
| Class A Common StockF3 | Jan 27, 2016 | S | 2,027 | $38.3584 | D | 86,116 | D | |
| Class A Common StockF4 | Jan 28, 2016 | S | 2,676 | $38.2049 | D | 83,440 | D | |
| Class A Common Stock | Jan 28, 2016 | S | 75 | $38.64 | D | 83,365 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares vest 25% on each anniversary of the grant date of January 26, 2016, beginning with the first anniversary.
- F2Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable.
- F3This is a weighted average price. The prices for which the shares were actually sold ranged from $38.13 to $38.57. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F4This is a weighted average price. The prices for which the shares were actually sold ranged from $37.55 to $38.4914. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
Remarks
The sales reported on this Form 4 were made pursuant to the reporting person's 10b5-1 trading plan established November 21, 2014, to satisfy tax obligations associated with the vesting of shares of restricted stock.