SEC Form 4 · accession 0001229384-16-000070
APARTMENT INVESTMENT & MANAGEMENT CO · AIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Considine
Officer — Chairman & CEO · Director
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 30, 2015 | G | 28,568 | $0.00 | D | 241,531 | D | |
| Class A Common StockF2,F3 | Dec 30, 2015 | G | 28,568 | $0.00 | D | 33,695 | I | See Footnote |
| Class A Common StockF2,F4,F5 | Dec 30, 2015 | G | 8,432 | $0.00 | D | 233,099 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares gifted to reporting person's spouse, for which the reporting person disclaims beneficial ownership.
- F2Charitable gift to 501c3 organization.
- F3Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership.
- F4In addition to the 233,099 shares held directly by the reporting person, 106,051 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership.
- F5In addition, the reporting person holds 850,185 common partnership units in AIMCO Properties, L.P. ("OP Units"). The 850,185 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 2,300 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership. Titahotwo also holds 1,589,372 Class I High Performance Units in AIMCO Properties, L.P.