SEC Form 4 · accession 0001188274-16-000003
APARTMENT INVESTMENT & MANAGEMENT CO · AIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L. Keltner
Director
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | May 17, 2016 | J | 22,223 | — | D | 0 | I | See footnote |
| Class A Common StockF1 | May 17, 2016 | J | 22,223 | — | A | 42,323 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Real property valued at approximately $948K transferred in exchange for approximately $69K in cash and 22,223 shares of Class A Common Stock.
- F2Held in an irrevocable trust for the benefit of the reporting person's children. The reporting person serves as trustee of the trust. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.