SEC Form 4 · accession 0001127602-18-031744
ERIE INDEMNITY CO · ERIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory J Gutting
Officer — EVP & CFO
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 11:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 1, 2018 | J | 2 | $129.69 | A | 271 | D | |
| Class A Common Stock | holding | — | — | — | 3,954 | I | By Gregory J Gutting Revocable Trust U/A DTD 10/30/2017 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Compensation Deferral Plan Share CreditsF2,F3 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 1,790 | 1,790 | D |
Explanation of responses
- F1Participant directed transaction under 401(k) Plan
- F2Conversion price is not applicable to shares granted under the Erie Indemnity Company Incentive Compensation Deferral Plan.
- F3The shares subject to this reporting are Share Credits which are periodically credited to the accounts of a select group of management and highly compensated employees of Erie Indemnity Company pursuant to its Incentive Compensation Deferral Plan. ??These Share Credits represent the right to receive an equivalent number of shares of Erie Indemnity Company Class A common stock when the reporting individual retires or otherwise separates from service with the Company.? There are no exercisable or expiration dates for these securities.