SEC Form 3/A · accession 0001574276-18-000004
SCHMITT INDUSTRIES INC · SMIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Michael R. Zapata
Director
Period of report
Oct 16, 2018
Accepted (ET)
Nov 9, 2018 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 350,779 | I | Sententia Group, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Zapata, as the Managing Member of Sententia Capital Management, LLC, may be deemed the beneficial owner of the 350,779 shares owned by Sententia Group, LP, of which Sententia Capital Management, LLC is the general partner.