SEC Form 4 · accession 0001140361-15-017146
PRINCIPLED EQUITY MARKET FUND · PEQKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Wc Putnam
Officer — President & Secretary · Director
Period of report
Mar 26, 2010
Accepted (ET)
May 1, 2015 · 10:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Mar 26, 2010 | P | 1,450 | $14.03 | A | 13,378 | D | |
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Dec 23, 2011 | P | 3,276 | $14.38 | A | 16,654 | D | |
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Aug 26, 2014 | P | 4 | $22.88 | A | 16,658 | D | |
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Sep 29, 2014 | P | 174 | $22.88 | A | 16,832 | D | |
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Oct 27, 2014 | P | 49 | $22.15 | A | 16,881 | D | |
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Nov 18, 2014 | P | 100 | $22.15 | A | 16,981 | D | |
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Nov 19, 2014 | P | 273 | $22.15 | A | 17,254 | D | |
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Jan 5, 2015 | P | 100 | $21.25 | A | 17,354 | D | |
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Feb 23, 2015 | P | 100 | $21.62 | A | 17,454 | D | |
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Feb 23, 2015 | P | 100 | $21.89 | A | 17,554 | D | |
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Feb 27, 2015 | P | 11 | $21.81 | A | 17,565 | D | |
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Mar 12, 2015 | P | 89 | $15.00 | A | 17,654 | D | |
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Mar 16, 2015 | P | 100 | $18.00 | A | 17,754 | D | |
| PRINCIPLED EQUITY MARKET FUND COMMON SHARES | Mar 25, 2015 | P | 100 | $18.00 | A | 17,854 | D |
Table II — derivative securities
No Table II lines on this filing.