SEC Form 4 · accession 0000922487-17-000012
ROYAL BANCSHARES OF PENNSYLVANIA INC · RBPAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Thompson
Officer — Executive Vice President & CFO
Period of report
Oct 31, 2017
Accepted (ET)
Nov 1, 2017 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922487
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 31, 2017 | M | 1,666 | $1.71 | A | 3,733 | D | |
| Class A Common Stock | Oct 31, 2017 | S | 1,666 | $4.44 | D | 2,067 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $1.71 | Oct 31, 2017 | M | 1,666 | D | — | Feb 18, 2025 | Common Stock | 1,666 | 0 | D |
Explanation of responses
- F1The Option vested on 2/18/16 and 2/18/17.