SEC Form 4/A · accession 0000922487-16-000017
ROYAL BANCSHARES OF PENNSYLVANIA INC · RBPAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lars B Eller
Other
Period of report
Aug 8, 2014
Accepted (ET)
Jan 8, 2016 · 12:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922487
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ROYAL BANCSHARES OF PENNSYLVANIA CLASS A COMMONF1 | Aug 8, 2014 | X | 1,915 | $1.20 | A | 12,239 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SUBSCRIPTION RIGHTS (RIGHT TO BUY) | $1.20 | Aug 8, 2014 | X | 1,915 | D | Jun 12, 2014 | Aug 8, 2014 | COMMON STOCK CLASS A | 1,915 | 0 | D |
Explanation of responses
- F1EXEMPT FROM THE OPERATION OF SECTION 16(b) OF THE ACT PURSUANT TO RULE 16b-6.