SEC Form 4 · accession 0001140361-15-030611
ITT EDUCATIONAL SERVICES INC · ESI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rocco F Tarasi III
Officer — EVP, Interim CFO
Period of report
Aug 6, 2015
Accepted (ET)
Aug 10, 2015 · 12:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2015 | A | 16,667 | $0.00 | A | 23,302 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units awarded under the ITT Educational Services, Inc. Amended and Restated 2006 Equity Compensation Plan, a Rule 16b-3 plan. This award will settle in three equal installments on August 6, 2016, 2017 and 2018, in the form of one share of the Company's common stock for each restricted stock unit being settled.