SEC Form 4 · accession 0001225208-19-004013
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jimmy D Godwin
Officer — Sr. Exec. Vice President
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2019 | A | 1,581 | $0.00 | A | 14,169 | D | |
| Common StockF2 | Feb 26, 2019 | A | 1,528 | $0.00 | A | 15,697 | D | |
| Common StockF3 | Feb 26, 2019 | A | 1,362 | $0.00 | A | 17,059 | D | |
| Common StockF4 | holding | — | — | — | 157 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 23, 2016, the reporting person was granted 4,742 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 1,581 restricted stock units being earned.
- F2On February 21, 2017, the reporting person was granted 4,584 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2018, 2019, and 2020. The performance criteria for 2019 were met, resulting in 1,528 restricted stock units being earned.
- F3On February 20, 2018, the reporting person was granted 4,089 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2019, 2020, and 2021. The performance criteria for 2019 were met, resulting in 1,362 restricted stock units being earned.
- F4Includes 4.654 shares acquired between January 1, 2018 and December 31, 2018, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated January 1, 2018 through December 31, 2018.