SEC Form 4 · accession 0001225208-18-003877
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
K. David Boyer Jr.
Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 20, 2018 | A | 2,289 | $0.00 | A | 11,761 | D | |
| Common StockF3 | Feb 22, 2018 | S | 2,500 | $55.0348 | D | 9,261 | D | |
| Common Stock | holding | — | — | — | 4,071 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $27.73 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 3,221 | 3,221 | D |
| Stock Option (right to buy)F5 | $27.75 | holding | — | — | — | Feb 23, 2011 | Feb 23, 2020 | Common Stock | 4,285 | 4,285 | D |
Explanation of responses
- F1Grant of Restricted Stock Units which cliff vest on December 31, 2018.
- F2Includes 184.703 shares acquired between March 2017 and December 2017, under the Issuer's Dividend Reinvestment Plan.
- F3The price in Column 4 is a weighted average price. The prices actually received ranged from $55.0300 to $55.0400. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F5The option is exercisable in four equal annual installments beginning on 02/23/2011.
Remarks
poa.txt