SEC Form 4 · accession 0001225208-18-002564
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna C Goodrich
Officer — Sr. Executive Vice President
Period of report
Feb 8, 2018
Accepted (ET)
Feb 12, 2018 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2018 | A | 970 | $0.00 | A | 48,152 | D | |
| Common StockF2 | holding | — | — | — | 8,704 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 3,689 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 8,923 | I | By Spouse's 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $27.73 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 8,505 | 8,505 | D |
| Stock Option (right to buy)F5 | $30.08 | holding | — | — | — | Feb 26, 2014 | Feb 26, 2023 | Common Stock | 21,587 | 21,587 | D |
| Stock Option (right to buy)F6 | $30.09 | holding | — | — | — | Feb 21, 2013 | Feb 21, 2022 | Common Stock | 36,455 | 36,455 | D |
| Stock Option (right to buy)F7 | $32.10 | holding | — | — | — | Mar 15, 2017 | Feb 26, 2026 | Common Stock | 12,665 | 12,665 | D |
| Stock Option (right to buy)F8 | $37.55 | holding | — | — | — | Feb 25, 2015 | Feb 25, 2024 | Common Stock | 15,396 | 15,396 | D |
| Stock Option (right to buy)F9 | $38.22 | holding | — | — | — | Mar 15, 2016 | Feb 24, 2025 | Common Stock | 17,667 | 17,667 | D |
Explanation of responses
- F1On December 31, 2015, the reporting person was granted 2,909 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending February 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 970 restricted stock units being earned.
- F2Includes 55.442 shares acquired between October 1, 2017 and December 31, 2017, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated October 1, 2017 through December 31, 2017.
- F3Includes 56.837 shares acquired between October 1, 2017 and December 31, 2017, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated October 1, 2017 through December 31, 2017.
- F4The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F5The option is exercisable in three equal annual installments beginning on 02/26/2014.
- F6The option is exercisable in four equal annual installments beginning on 02/21/2013.
- F7On February 23, 2016, the reporting person was granted an option to purchase 37,998 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2017 were met, resulting in 12,665 options being earned.
- F8On February 25, 2014, the reporting person was granted an option to purchase 15,396 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 5,133 options being earned.
- F9On February 24, 2015, the reporting person was granted an option to purchase 26,500 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2017 were met, resulting in 8,834 options being earned.
Remarks
poa.txt