SEC Form 4 · accession 0001225208-18-002228
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nido R Qubein
Director
Period of report
Feb 5, 2018
Accepted (ET)
Feb 7, 2018 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2018 | M | 7,722 | $16.88 | A | 59,513 | D | |
| Common Stock | Feb 5, 2018 | M | 5,797 | $34.29 | A | 65,310 | D | |
| Common Stock | Feb 5, 2018 | M | 4,285 | $27.75 | A | 69,595 | D | |
| Common Stock | Feb 5, 2018 | M | 3,221 | $27.73 | A | 72,816 | D | |
| Common StockF1 | Feb 5, 2018 | S | 21,025 | $54.504 | D | 51,791 | D | |
| Series E Nonconvertible Perpetual Preferred Stock | holding | — | — | — | 4,500 | D | ||
| Common Stock | holding | — | — | — | 8,641 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 3,154 | I | By Spouse for Custodian for Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $27.73 | Feb 5, 2018 | M | 3,221 | D | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 3,221 | 0 | D |
| Stock Option (right to buy)F4 | $27.75 | Feb 5, 2018 | M | 4,285 | D | Feb 23, 2011 | Feb 23, 2020 | Common Stock | 4,285 | 0 | D |
| Stock Option (right to buy)F5 | $16.88 | Feb 5, 2018 | M | 7,722 | D | Feb 24, 2010 | Feb 24, 2019 | Common Stock | 7,722 | 0 | D |
| Stock Option (right to buy)F6 | $34.29 | Feb 5, 2018 | M | 5,797 | D | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 5,797 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $54.4325 to $54.5337. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Includes 83.674 shares acquired between March 2017 and December 2017, under the Issuer's Dividend Reinvestment Plan.
- F3The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F4The option is exercisable in four equal annual installments beginning on 02/23/2011.
- F5The option is exercisable in five equal annual installments beginning on 02/24/2010.
- F6The option is exercisable in five equal annual installments beginning on 2/26/2009.
Remarks
poa.txt