SEC Form 4 · accession 0001225208-17-013072
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Williams
Director
Period of report
Jul 28, 2017
Accepted (ET)
Aug 1, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2017 | M | 7,722 | $16.88 | A | 385,508 | D | |
| Common Stock | Jul 28, 2017 | M | 5,797 | $34.29 | A | 391,305 | D | |
| Common Stock | Jul 28, 2017 | M | 4,285 | $27.75 | A | 395,590 | D | |
| Common Stock | Jul 28, 2017 | M | 3,221 | $27.73 | A | 398,811 | D | |
| Common Stock | holding | — | — | — | 1,691 | I | By Trust for Daughter - Mary | |
| Common Stock | holding | — | — | — | 1,691 | I | By Trust for Daughter - Sarah | |
| Common Stock | holding | — | — | — | 445 | I | By UTMA C/F Daughter - Mary | |
| Common Stock | holding | — | — | — | 445 | I | By UTMA C/F Daughter - Sarah |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $27.73 | Jul 28, 2017 | M | 3,221 | D | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 3,221 | 0 | D |
| Stock Option (right to buy)F2 | $27.75 | Jul 28, 2017 | M | 4,285 | D | Feb 23, 2011 | Feb 23, 2020 | Common Stock | 4,285 | 0 | D |
| Stock Option (right to buy)F3 | $16.88 | Jul 28, 2017 | M | 7,722 | D | Feb 24, 2010 | Feb 24, 2019 | Common Stock | 7,722 | 0 | D |
| Stock Option (right to buy)F4 | $34.29 | Jul 28, 2017 | M | 5,797 | D | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 5,797 | 0 | D |
Explanation of responses
- F1The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F2The option is exercisable in four equal annual installments beginning on 02/23/2011.
- F3The option is exercisable in five equal annual installments beginning on 02/24/2010.
- F4The option is exercisable in five equal annual installments beginning on 2/26/2009.