SEC Form 4 · accession 0001225208-17-011426
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Williams
Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 16, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 13, 2017 | G | 9,083 | $0.00 | D | 0 | I | By Trust for Son |
| Common StockF2 | holding | — | — | — | 377,786 | D | ||
| Common StockF3 | holding | — | — | — | 1,691 | I | By Trust for Daughter - Mary | |
| Common StockF3 | holding | — | — | — | 1,691 | I | By Trust for Daughter - Sarah | |
| Common StockF4 | holding | — | — | — | 445 | I | By UTMA C/F Daughter - Mary | |
| Common StockF4 | holding | — | — | — | 445 | I | By UTMA C/F Daughter - Sarah |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $16.88 | holding | — | — | — | Feb 24, 2010 | Feb 24, 2019 | Common Stock | 7,722 | 7,722 | D |
| Stock Option (right to buy)F6 | $27.73 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 3,221 | 3,221 | D |
| Stock Option (right to buy)F7 | $27.75 | holding | — | — | — | Feb 23, 2011 | Feb 23, 2020 | Common Stock | 4,285 | 4,285 | D |
| Stock Option (right to buy)F8 | $34.29 | holding | — | — | — | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 5,797 | 5,797 | D |
Explanation of responses
- F1Includes 118.513 shares acquired between March 2017 and June 2017, under the Issuer's Dividend Reinvestment Plan.
- F2Includes 244.258 shares acquired between March 2017 and June 2017, under the Issuer's Dividend Reinvestment Plan.
- F3Includes 22.064 shares acquired between March 2017 and June 2017, under the Issuer's Dividend Reinvestment Plan.
- F4Includes 5.800 shares acquired between March 2017 and June 2017, under the Issuer's Dividend Reinvestment Plan.
- F5The option is exercisable in five equal annual installments beginning on 02/24/2010.
- F6The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F7The option is exercisable in four equal annual installments beginning on 02/23/2011.
- F8The option is exercisable in five equal annual installments beginning on 2/26/2009.