SEC Form 4/A · accession 0001225208-17-006273
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert Jerome Johnson Jr.
Officer — S.E.V.P/Secretary/Gen. Counsel
Period of report
Feb 21, 2017
Accepted (ET)
Mar 15, 2017 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $32.10 | Feb 21, 2017 | A | 8,139 | A | Mar 15, 2017 | Feb 23, 2026 | Common Stock | 8,139 | 8,139 | D |
Explanation of responses
- F1On February 23, 2016, the reporting person was granted an option to purchase 24,418 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. The performance criteria for 2017 were met, resulting in 8,139 options being earned.
- F2The option was originally reported in a Form 4 filed on 02/23/2017, which mistakenly reported the expiration date as 02/23/2016.