SEC Form 4 · accession 0001225208-17-006080
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Patton
Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 8, 2017 | S | 6,500 | $48.0543 | D | 50,196 | D | |
| Common Stock | Mar 8, 2017 | S | 1,000 | $48.311 | D | 240 | I | By Father's Trust |
| Common StockF3,F4 | Mar 8, 2017 | S | 1,000 | $48.333 | D | 281 | I | By Trust for Daughter - Lindsey |
| Common StockF5,F4 | Mar 8, 2017 | S | 1,000 | $48.3411 | D | 281 | I | By Trust for Daughter - Rebecca |
| Common StockF6 | Mar 8, 2017 | S | 500 | $48.34 | D | 165 | I | By Trust for Son |
| Common Stock | holding | — | — | — | 4,000 | I | By Daughter - Rebecca | |
| Common Stock | holding | — | — | — | 1,085 | I | By Deferred Compensation | |
| Common Stock | holding | — | — | — | 10,446 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $48.0500 to $48.0600. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Includes 58.944 shares acquired in March 2017, under the Issuer's Dividend Reinvestment Plan.
- F3The price in Column 4 is a weighted average price. The prices actually received ranged from $48.3301 to $48.3350. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4Includes 0.246 shares acquired in March 2017, under the Issuer's Dividend Reinvestment Plan.
- F5The price in Column 4 is a weighted average price. The prices actually received ranged from $48.3400 to $48.3500. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F6Includes 0.352 shares acquired in March 2017, under the Issuer's Dividend Reinvestment Plan.