SEC Form 4 · accession 0001225208-17-003386
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer S Banner
Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | M | 4,672 | $44.15 | A | 34,188 | D | |
| Common Stock | Feb 13, 2017 | M | 3,221 | $27.73 | A | 37,409 | D | |
| Common StockF1 | Feb 13, 2017 | S | 7,893 | $47.1925 | D | 29,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $44.15 | Feb 13, 2017 | M | 4,672 | D | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 4,672 | 0 | D |
| Stock Option (right to buy)F3 | $27.73 | Feb 13, 2017 | M | 3,221 | D | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 3,221 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $47.1850 to $47.2036. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option is exercisable in five equal annual installments beginning on 2/20/2008.
- F3The option is exercisable in four equal annual installments beginning on 2/22/2012.