SEC Form 4 · accession 0001225208-17-001975
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia B Powell
Officer — Corp. Controller, Exec VP
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2017 | M | 7,618 | $34.29 | A | 19,034 | D | |
| Common Stock | Jan 26, 2017 | M | 5,847 | $44.15 | A | 24,881 | D | |
| Common StockF1 | Jan 26, 2017 | S | 13,465 | $47.1867 | D | 11,416 | D | |
| Common StockF2 | holding | — | — | — | 3,172 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $44.15 | Jan 26, 2017 | M | 5,847 | D | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 5,847 | 0 | D |
| Stock Option (right to buy)F4 | $34.29 | Jan 26, 2017 | M | 7,618 | D | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 7,618 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $47.1200 to $47.2200. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Includes 19.727 shares acquired between October 1, 2016 and December 31, 2016, under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated October 1, 2016 through December 31, 2016.
- F3The option is exercisable in five equal annual installments beginning on 2/20/2008.
- F4The option is exercisable in five equal annual installments beginning on 2/26/2009.