SEC Form 4 · accession 0001225208-17-001836
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brantley J Standridge
Officer — Sr. Exec. Vice President
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 3:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2017 | M | 11,404 | $30.09 | A | 33,160 | D | |
| Common Stock | Jan 25, 2017 | M | 7,767 | $27.73 | A | 40,927 | D | |
| Common Stock | Jan 25, 2017 | M | 6,455 | $44.15 | A | 47,382 | D | |
| Common StockF1 | Jan 25, 2017 | S | 25,626 | $46.5923 | D | 21,756 | D | |
| Common StockF2 | holding | — | — | — | 6,562 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $44.15 | Jan 25, 2017 | M | 6,455 | D | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 6,455 | 0 | D |
| Stock Option (right to buy)F4 | $30.09 | Jan 25, 2017 | M | 11,404 | D | Feb 21, 2013 | Feb 21, 2022 | Common Stock | 11,404 | 0 | D |
| Stock Option (right to buy)F5 | $27.73 | Jan 25, 2017 | M | 7,767 | D | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 7,767 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $46.3700 to $46.7300. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Includes 44.876 shares acquired between October 1, 2016 and December 31, 2016, under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated October 1, 2016 through December 31, 2016.
- F3The option is exercisable in five equal annual installments beginning on 2/20/2008.
- F4The option is exercisable in four equal annual installments beginning on 02/21/2013.
- F5The option is exercisable in four equal annual installments beginning on 2/22/2012.