SEC Form 4 · accession 0001225208-17-001649

TRUIST FINANCIAL CORP · TFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. Exec. Vice President

Period of report

Jan 23, 2017

Accepted (ET)

Jan 25, 2017 · 5:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000092230

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 23, 2017	M	5,757	$44.15	A	27,899	D
Common Stock	Jan 23, 2017	M	2,530	$30.09	A	30,429	D
Common Stock^F2	Jan 23, 2017	S	8,287	$45.4245	D	22,142	D
Common Stock^F3	holding	—	—		—	3,561	I	By 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F4	$44.15	Jan 23, 2017	M	5,757	D	Feb 20, 2008	Feb 20, 2017	Common Stock	5,757	0	D
Stock Option (right to buy)^F5	$30.09	Jan 23, 2017	M	2,530	D	Feb 21, 2013	Feb 21, 2022	Common Stock	2,530	0	D

F1Includes 0.005 shares acquired between September 2016 and December 2016, under the Issuer's Dividend Reinvestment Plan.
F2The price in Column 4 is a weighted average price. The prices actually received ranged from $45.4100 to $45.4400. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3Includes 49.058 shares acquired between July 1, 2016 and December 31, 2016, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated July 1, 2016 through December 31, 2016.
F4The option is exercisable in five equal annual installments beginning on 2/20/2008.
F5The option is exercisable in four equal annual installments beginning on 02/21/2013.