SEC Form 4 · accession 0001225208-16-043703
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Williams
Director
Period of report
Dec 22, 2016
Accepted (ET)
Dec 27, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 22, 2016 | S | 689,012 | $47.2791 | D | 439,241 | I | By Trust |
| Series E Nonconvertible Perpetual Preferred StockF1,F3 | Dec 22, 2016 | S | 60,000 | $23.631 | D | 0 | I | By Trust |
| Common StockF1,F4 | Dec 23, 2016 | S | 439,241 | $47.2952 | D | 0 | I | By Trust |
| Common StockF5 | holding | — | — | — | 375,250 | D | ||
| Common StockF6 | holding | — | — | — | 1,669 | I | By Trust for Daughter - Mary | |
| Common StockF6 | holding | — | — | — | 1,669 | I | By Trust for Daughter - Sarah | |
| Common StockF7 | holding | — | — | — | 8,964 | I | By Trust for Son | |
| Common StockF8 | holding | — | — | — | 439 | I | By UTMA C/F Daughter - Mary | |
| Common StockF8 | holding | — | — | — | 439 | I | By UTMA C/F Daughter - Sarah |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F9 | $16.88 | holding | — | — | — | Feb 24, 2010 | Feb 24, 2019 | Common Stock | 7,722 | 7,722 | D |
| Stock Option (right to buy)F10 | $27.73 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 3,221 | 3,221 | D |
| Stock Option (right to buy)F11 | $27.75 | holding | — | — | — | Feb 23, 2011 | Feb 23, 2020 | Common Stock | 4,285 | 4,285 | D |
| Stock Option (right to buy)F12 | $34.29 | holding | — | — | — | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 5,797 | 5,797 | D |
Explanation of responses
- F1The reporting person was appointed trustee on October 25, 2016. The reporting person and members of his immediate family are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the BB&T common stock held by the trust except to the extent of his pecuniary interest therein.
- F10The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F11The option is exercisable in four equal annual installments beginning on 02/23/2011.
- F12The option is exercisable in five equal annual installments beginning on 2/26/2009.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $47.1200 to $47.4500. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The price in Column 4 is a weighted average price. The prices actually received ranged from $23.6200 to $23.6420. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4The price in Column 4 is a weighted average price. The prices actually received ranged from $47.1900 to $47.4200. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F5Includes 414.770 shares acquired between March 2016 and December 2016, under the Issuer's Dividend Reinvestment Plan. Also, the reporting person no longer has a reportable beneficial interest in 492.604 shares (which includes 3.991 shares acquired in March 2016, under the Issuer's Dividend Reinvestment Plan) owned by his son and includeded in the reporting prson's prior ownership reports.
- F6Includes 49.496 shares acquired between March 2016 and December 2016, under the Issuer's Dividend Reinvestment Plan.
- F7Includes 265.867 shares acquired between March 2016 and December 2016, under the Issuer's Dividend Reinvestment Plan.
- F8Includes 13.013 shares acquired between March 2016 and December 2016, under the Issuer's Dividend Reinvestment Plan.
- F9The option is exercisable in five equal annual installments beginning on 02/24/2010.
Remarks
poa.txt